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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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COND 1.3 General

As Published: 2013

COND 1.3 General

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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IFPRU 8.2 Large Exposures

As Published: 2019

IFPRU 8.2 Large Exposures

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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