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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 6.11 Specialist companies: scientific research based companies

As Published: 2017

LR 6.11 Specialist companies: scientific research based companies

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

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IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

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LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

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LR 3.1 Application

As Published: 2005

LR 3.1 Application

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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