Search Result

221 - 240 of 1531 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation