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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM