Search Result

201 - 220 of 572 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 1.5 Notification of FINREP reporting

As Published: 2019

IFPRU 1.5 Notification of FINREP reporting

IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

IFPRU 3.3 Basel 1 floor

As Published: 2019

IFPRU 3.3 Basel 1 floor

BIPRU 11.1 Application and purpose

As Published: 2006

BIPRU 11.1 Application and purpose

IFPRU 4.9 Stress tests

As Published: 2019

IFPRU 4.9 Stress tests

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2009

BIPRU 5.2 The central principles of credit risk mitigation

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles