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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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EG App 3.1 The FCA

DTR 6.2 Filing information and use of language

SUP 15.4 Notified persons

MCOB 3A.1 Application and purpose

MAR 9.3 Notification and information

LR 9.5 Transactions

IFPRU 4.12 Securitisation

SUP 12.1 Application and purpose

SYSC 4.5

MAR 9.2 Authorisation and verification

CASS 1A.2 CASS firm classification

SYSC 18.3 Internal arrangements

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)