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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2009

BIPRU 5.2 The central principles of credit risk mitigation

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MIPRU 4.2E Use of external credit assessments

As Published: 2015

MIPRU 4.2E Use of external credit assessments

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IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

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SYSC 4.7

As Published: 2015

SYSC 4.7

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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IFPRU 10.6 Application on an individual and consolidated basis

LR 13.5 Financial information in Class 1 Circulars

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

PERG 10.4A The application of requirements which implemented EU directives

BIPRU 7.7 Position risk requirements for collective investment undertakings

BIPRU 7.5 Foreign currency PRR

BIPRU 3.5 Simplified method of calculating risk weights

COBS 11.2 Best execution for AIFMs and residual CIS operators

COBS 11.3 Client order handling

MCOB 11.6 Responsible lending and financing

COBS 19.7 Retirement risk warnings

SYSC 19A.1 General application and purpose

MAR 5.3 Trading process requirements

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

BIPRU 5.2 The central principles of credit risk mitigation

MIPRU 4.2E Use of external credit assessments

IFPRU 2.1 Application and purpose

SYSC 4.7

GENPRU 3.1 Application