Search Result

61 - 80 of 1456 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

…

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

…

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

…

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

…

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

…

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

…

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

…

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

…

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

…

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

…