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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2015

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

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EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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