Search Result

41 - 60 of 1157 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers