Search Result

521 - 540 of 1245 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

PERG 3A.7 Transitional arrangements

As Published: 2011

PERG 3A.7 Transitional arrangements

FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

CONC 6.5 Assignment of rights

As Published: 2014

CONC 6.5 Assignment of rights

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising