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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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PERG 5.13 Appointed representatives

PERG 15.4 Small payment institutions, agents and exempt bodies

BIPRU 3.5 Simplified method of calculating risk weights

CONC 2.8 E-commerce

SUP 4.5 Provisions applicable to all actuaries

MAR 6.3A Quality of execution

MAR 5.5 Monitoring compliance with the rules of the MTF

MAR 5A.7 Monitoring compliance with the rules of the OTF

SUP 5.6 Confidential information and privilege

REC 3.16 Information technology systems

MAR 7A.5 Requirements when acting as a general clearing member

EG 3.2B Information requests (section 122B)

CONC 12.1 Application and purpose

EG 3.2A Information requests (section 122A)

TC 1.1 Who, what and where?

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

SYSC 18.3 Internal arrangements

SUP 15.9 Notifications by members of financial conglomerates

CONC 8.3 Pre contract information and advice requirements