Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 9.8 Annual financial report

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 9.10 Significance of being an open-ended investment company

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

GEN 5.1 Application and purpose

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

SUP 3.8 Rights and duties of auditors

EG 20.1 Introduction

EG 11.5 Other relevant powers

SUP 6.5 Ending authorisation

REC 6.6 Supervision

EG App 3.1 The FCA

REC 3.14A Operation of a trading venue

LR 6.11 Specialist companies: scientific research based companies

SUP 15.2 Purpose

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COLL 7.2 Suspension and restart of dealings

PERG 9.6 The investment condition (section 236(3) of the Act): general

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms