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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility