Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

…

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

…

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

…

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

…

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

…

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 7.6 Schemes of arrangement

EG 19.34 Markets in Financial Instruments Regulations 2017

EG 19.35 Data Reporting Services Regulations 2017

PRIN 1.2 Clients and the Principles

IPRU-INV 11.1 INTRODUCTION

SUP 10A.8 Systems and controls functions

SYSC 6.1 Compliance

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

PERG 5.3 Contracts of insurance

INSPRU 1.1 Application

MIPRU 4.2F Exposures and risk weights

SUP 10C.11 Statements of responsibilities

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]