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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2019

IFPRU 4.6 Internal ratings based approach: probability of default

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous