Search Result

281 - 300 of 416 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2019

BIPRU 12.5 Individual Liquidity Adequacy Standards

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance