Search Result

1081 - 1100 of 1683 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

IFPRU 7.1 Application

As Published: 2019

IFPRU 7.1 Application

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

MIPRU 4.2C Credit risk mitigation

As Published: 2015

MIPRU 4.2C Credit risk mitigation

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

As Published: 2015

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

CONC 8.2 Conduct standards: debt advice

As Published: 2015

CONC 8.2 Conduct standards: debt advice

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions