Search Result

801 - 820 of 854 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

MCOB 5.8 Home purchase plans

As Published: 2006

MCOB 5.8 Home purchase plans

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

IFPRU 8.2 Large Exposures

As Published: 2019

IFPRU 8.2 Large Exposures

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer