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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

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IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.2 MAIN REQUIREMENTS

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MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

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MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

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IFPRU 4.9 Stress tests

As Published: 2019

IFPRU 4.9 Stress tests

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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