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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

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Similar To

SUP 1A.3 The FCA's approach to supervision

EG 12.1 The FCA’s general approach

SUP 12.7 Notification requirements

APER 3.1 Introduction

IFPRU 4.10 Validation

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EG 2.5 Cases where other authorities have an interest

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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EG 10.5 Section 198: the FCA’s policy [deleted]

SYSC 22.1 Application

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LR 9.3 Continuing obligations: holders

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration