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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

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