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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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CONC 6.2 Assessment of creditworthiness: during agreement [deleted]

As Published: 2014

CONC 6.2 Assessment of creditworthiness: during agreement [deleted]

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SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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Effective Period

Similar To

PERG 2.4 Link between activities and the United Kingdom

BIPRU 7.9 Use of a CAD 1 model

BIPRU 13.6 CCR internal model method

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

IFPRU 4.11 Income-producing real estate portfolios

COND 1.2 Purpose

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

LR 6.5 Controlling shareholders

MIPRU 4.4 Calculation of capital resources

LR 13.7 Circulars about purchase of own equity shares

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

PERG 5.13 Appointed representatives

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy