Search Result

441 - 460 of 690 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

COND 1.3 General

As Published: 2013

COND 1.3 General

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

SYSC 4.7

As Published: 2015

SYSC 4.7

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

COBS 1.1 General application

As Published: 2007

COBS 1.1 General application

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application