Search Result

441 - 460 of 707 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation