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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

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REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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Effective Period

Similar To

FEES 2.3 Relieving Provisions

DISP App 3.10 Application: evidential provisions and guidance

COLL 11.6 Winding up, merger and division of master UCITS

LR 8.6 Criteria for approval as a sponsor

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

DISP App 1.1 Introduction

EG 9.9 The effect of the FCA’s decision to withdraw approval

COLL 12.2 UK UCITS management companies

LR 15.4 Continuing obligations

SYSC 14.1 Application

CONC 4.4 Pre-contractual requirements: credit brokers

PERG 8.22 The Internet

CONC 8.8 Debt management plans

DISP 3.5 Resolution of complaints by the Ombudsman