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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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EG 6.3 Decisions against ECA providers [deleted]

CASS 7.10 Application and purpose

SYSC 4.9

PERG 8.37 AIFMD Marketing

PERG 2.5 Investments and activities: general

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

EG 4.9 Involvement of FCA supervisors during the investigation phase

APER 4.5 Statement of Principle 5

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EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

FEES 13.1 Application and purpose

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]