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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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Similar To

CASS 5.5 Segregation and the operation of client money accounts

COLL 7.7 UCITS mergers

EG 13.12 Insolvency regime and relevant sections of the Act

DTR 6.4 Disclosure of Home State

DISP App 3.7 Approach to redress at step 1

IFPRU 3.2 Capital

IFPRU 4.14 Counterparty credit risk

LR 5.6 Reverse takeovers

CASS 11.7 Selecting an approved bank at which to hold client money

LR 17.4 [deleted]

EG App 2.1 Purpose, status and application of the guidelines

MAR 5.3 Trading process requirements

CONC 4.4 Pre-contractual requirements: credit brokers

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements