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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

As Published: 2016

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

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Similar To

BIPRU 2.2 Internal capital adequacy standards

PERG 13.2 General

PERG 12.5 Financial promotion issues

DEPP 3.2 The operation of the RDC

PR 5.6 Miscellaneous

SUP 16.15 Reporting under the Electronic Money Regulations

EG 10.4 Other relevant powers

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

SYSC 7.1 Risk control

CONC 3.2 Financial promotion general guidance

SUP 10A.10 Customer-dealing functions

DEPP 7.1 Application and purpose

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SUP 11.9 Changes in close links

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy