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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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