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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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DTR 1B.2 Modifying rules and consulting the FCA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FCA

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CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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IFPRU 6.2 Guidance on market risk

As Published: 2019

IFPRU 6.2 Guidance on market risk

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

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COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

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PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

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CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

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CONC 1.3 Guidance on financial difficulties

As Published: 2014

CONC 1.3 Guidance on financial difficulties

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MCOB 3A.9 Systems and controls

As Published: 2015

MCOB 3A.9 Systems and controls

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CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

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