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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

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Similar To

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EG App 3.1 The FCA

DEPP 1.1 Application and Purpose

SYSC 18.4 The whistleblowers’ champion

SUP 10C.15 Forms and other documents and how to submit them to the FCA

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 19.32 The Payment Accounts Regulations 2015

EG 2.9 FCA guidance and supporting materials

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative