Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

…

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

…

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

…

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

…

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

…

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

…

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IFPRU 1.5 Notification of FINREP reporting

COLL 14.2 Registration with the Charity Commission

EG 2.12 Co-operation

LR 17.4 [deleted]

RCB 3.4 Covered Bond issuance notifications

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

MAR 5.6 Reporting requirements

PERG 8.18 Financial promotions concerning the Lloyd’s market

EG 9.5 Prohibition orders against other individuals

DTR 8.3 Criteria for approval as a primary information provider

PERG 5.14 Exemptions

MAR 9.2 Authorisation and verification