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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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DISP App 3.6 Determining the effect of a breach or failing at step 1

As Published: 2017

DISP App 3.6 Determining the effect of a breach or failing at step 1

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COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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