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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.1 Application

As Published: 2005

LR 19.1 Application

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EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

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EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

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CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

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ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

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SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

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ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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