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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

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EG 9.6 Applications for variation or revocation of prohibition orders

REC 2.16B Operation of a data reporting service

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

ICOBS 6.4 Pre- and post-contract information: protection policies

MAR 8.2 Requirements for benchmark submitters [deleted]

CONC 10.1 Application and purpose

REC 3.7 Auditors

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

SYSC 10.2 Chinese walls

SUP 8.9 Decision making

LR 10.5 Class 1 requirements

LR 7.2 The Listing and Premium Listing Principles

LR 13.2 Approval of circulars

CONC 3.1 Application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

APER 2.1A The Statements of Principle

EG 12.1 The FCA’s general approach

COCON 3.1 General factors for assessing compliance

REC 1.2 Purpose, status and quotations, notes or references