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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

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CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

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Similar To

DTR 6.4 Disclosure of Home State

SYSC 18.5 Settlement agreements with workers

COLL 7.2 Suspension and restart of dealings

REC 2.7 Access to facilities

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

PERG 7.2 Introduction

PERG 8.33 Introducing

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

CONC 6.2 Assessment of creditworthiness: during agreement [deleted]

SUP 3.6 Firms' cooperation with their auditors

REC 3.4 Members of the management body and internal organisation

REC 2.16 Complaints

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy