Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

…

EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

CONC 4.4 Pre-contractual requirements: credit brokers

BIPRU 14.2 Calculation of the capital requirement for CCR

PERG 10.1 Background

PERG 5.3 Contracts of insurance

MAR 9.2 Authorisation and verification

IFPRU 4.6 Internal ratings based approach: probability of default

PERG 5.8 The regulated activities: advising on contracts of insurance

CREDS 9.1 Application and purpose

SUP 16.15 Reporting under the Electronic Money Regulations

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

GEN 1.2 Referring to approval by the FCA

CASS 6.4 Use of safe custody assets

PERG 12.2 Establishing, operating or winding up a personal pension scheme

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]