Search Result

741 - 760 of 1486 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 5.2 Demands and needs

As Published: 2008

ICOBS 5.2 Demands and needs

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 6.6 Control of the business

As Published: 2017

LR 6.6 Control of the business

LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans