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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions