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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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