Search Result

561 - 580 of 1683 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2019

IFPRU 4.6 Internal ratings based approach: probability of default

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports