Search Result

561 - 580 of 1062 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

CONC 7.12 Lenders’ responsibilities in relation to debt

As Published: 2020

CONC 7.12 Lenders’ responsibilities in relation to debt

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

MCOB 3A.9 Systems and controls

As Published: 2015

MCOB 3A.9 Systems and controls

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

As Published: 2007

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

MCOB 4A.3 Record of recommendation

As Published: 2016

MCOB 4A.3 Record of recommendation