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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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IFPRU 6.3 Expectations relating to internal models

As Published: 2019

IFPRU 6.3 Expectations relating to internal models

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SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

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EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

SUP 10A.10 Customer-dealing functions

SUP 16.7A Annual report and accounts

REC 4.2F Information gathering power on FCA’s own initiative

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

LR 20.4 Continuing obligations

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

LR 6.11 Specialist companies: scientific research based companies

LR 13.2 Approval of circulars

SUP 3.6 Firms' cooperation with their auditors

LR 19.4 Continuing obligations