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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

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FEES 6.7 Payment of levies

DTR 6.2 Filing information and use of language

LR 16.1 Application

REC 2A.4 Power and procedure for RAP penalties and censures

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 16.10 Verification of firm details

REC 6.3 Recognition requirements

SYSC 1.1A Application

SUP 1A.4 Tools of supervision

DTR 5.4 Aggregation of managed holdings

REC 4.2 The supervisory relationship with UK recognised bodies

IFPRU 2.1 Application and purpose

SYSC 13.3 Other related Handbook sections

PERG 12.1 Background

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

PERG 5.14 Exemptions

COCON 4.1 Specific guidance on individual conduct rules

CONC 1.2 Who? What? Where?

GEN 1.1 Application

REC 4.2E Information: compliance of UK recognised bodies with specified requirements