Search Result

501 - 520 of 1758 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language