Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

…

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IFPRU 4.11 Income-producing real estate portfolios

CASS 7.15 Records, accounts and reconciliations

IFPRU 4.3 Guidance on internal ratings based approach: high level material

DTR 8.3 Criteria for approval as a primary information provider

SUP 3.3 Appointment of auditors

MAR 10.5 Other reporting, notifications and information requirements

REC 3.20 Disciplinary action relating to members

MCOB 4.4A Initial disclosure requirements

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

MAR 5.6 Reporting requirements

REC 4.2 The supervisory relationship with UK recognised bodies

BIPRU 1.1 Application

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

FEES 1.1 Application and Purpose

MAR 10.2 Position limit requirements

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

REC 1.2 Purpose, status and quotations, notes or references

EG 19.6 Regulated Activities Order 2001 (RAO)

EG 10.4 Other relevant powers

SYSC 22.1 Application