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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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MCOB 10A.1 Calculation of the APRC

As Published: 2015

MCOB 10A.1 Calculation of the APRC

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

As Published: 2016

MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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