Search Result

401 - 420 of 1457 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping