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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

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